Penalty imposed on stock broker for violating code of conduct was set aside after it gave all info sought by SEBI

COMPANY LAW/SEBI : Where appellant had provided all relevant information as sought for by Adjudicating Officer of Securities and Exchange Board of India, penalty imposed upon appellant for violating clause A(2) of Code of Conduct for stockbrokers as specified under Schedule II read with regulation 9 of Stockbrokers Regulations was to be set asideCOMPANY LAW/SEBI : Where appellant had provided all relevant information as sought for by Adjudicating Officer of Securities and Exchange Board of India, penalty imposed upon appellant for violating clause A(2) of Code of Conduct for stockbrokers as specified under Schedule II read with regulation 9 of Stockbrokers Regulations was to be set asidewww.taxmann.com Latest Case LawsRead More

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