Govt. notifies IFSCA (Capital Market Intermediaries) Regulations, 2021

The Govt. has notified IFSCA (Capital Market Intermediaries) Regulations, 2021whereby provisions related to registration as a capital market intermediary, Net worth requirements, Fit and proper requirements, Grant of registration, Period of validity, Maintenance of books of account, records and other documents, Redressal of grievances, Risk Management and Internal Controls, Appointment of Compliance Officer have been discussed in details.The Govt. has notified IFSCA (Capital Market Intermediaries) Regulations, 2021whereby provisions related to registration as a capital market intermediary, Net worth requirements, Fit and proper requirements, Grant of registration, Period of validity, Maintenance of books of account, records and other documents, Redressal of grievances, Risk Management and Internal Controls, Appointment of Compliance Officer have been discussed in details.taxmann.com Latest Statutory HappeningsRead More

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